-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JAknUdV/bGBEEtYzX9brdyMY8PSHjoZ9IoPdL0bMKY7rlNhj8aTw1teYKvDIifG1 5R6vZhtuy60vg4VWJSQDwQ== 0000935453-97-000002.txt : 19970222 0000935453-97-000002.hdr.sgml : 19970222 ACCESSION NUMBER: 0000935453-97-000002 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OLD POINT FINANCIAL CORP CENTRAL INDEX KEY: 0000740971 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541265373 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-37487 FILM NUMBER: 97532979 BUSINESS ADDRESS: STREET 1: 1 WEST MELLEN STREET STREET 2: P.O. BOX 3392 CITY: HAMPTON STATE: VA ZIP: 23663 BUSINESS PHONE: 8047227451 MAIL ADDRESS: STREET 1: P.O.BOX 3392 CITY: HAMPTON STATE: VA ZIP: 23663 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHUFORD ROBERT F CENTRAL INDEX KEY: 0000935453 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: OLD POINT FINANCIAL CORP STREET 2: 1 W MELLEN ST P O BOX 3392 CITY: HAMPTON STATE: VA ZIP: 23663-2313 BUSINESS PHONE: 8047281247 MAIL ADDRESS: STREET 1: C/O OLD POINT FINANCIAL CORP STREET 2: P O BOX 3392 CITY: HAMPTON STATE: VA ZIP: 23663-2313 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* OLD POINT FINANCIAL CORPORATION (Name of Issuer) Common Stock ($5.00 Par Value) (Title of Class of Securities) 680194107 (CUSIP Number) Diane Sibert The Old Point National Bank 16 South Mallory Street, Hampton, VA 23663 (757) 728-1248 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 9, 1996* (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box . Check the following box if a fee is being paid with this statement . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). FOOTNOTE: * A 1% change in beneficial ownership resulted due to distribution of trust accounts in which Mr. Shuford was the Trustee, as Executor of the estate of his mother-in-law, and transfers to and from that estate. For additional details, see Forms 3 and 4 filings for the company. SCHEDULE 13D CUSIP No. 680194107 Page 2 of 4 Pages 1. Name of Reporting Person S.S. Or I.R.S. Identification No. of Above Person Robert F. Shuford ###-##-#### 2. Check The Appropriate Box If A Member of A Group* (a) (b) X 3. SEC Use Only 4. Source of Funds* See Item 3 5. Check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) 6. Citizenship or Place of Organization United States 7. Sole Voting Power 28563 ** 10240 Incentive Stock Options 8. Shared Voting Power 37795 9. Sole Dispositive Power 28563 ** 10240 Incentive Stock Options 10. Shared Dispositive Power 37795 11. Aggregate Amount Beneficially Owned By Each Reporting Person 66358 ** 10240 Incentive Stock Options 12. Check Box If The Aggregate Amount In Row (11) Excludes Certain Shares* 13. Percent of Class Represented By Amount In Row (11) 5.9% 14. Type Of Reporting Person* BK ** FOOTNOTE: 5500 OF THESE SHARES ARE EXERCISABLE WITHIN 60 DAYS SEC 1746 (9-88) SCHEDULE 13D CUSIP No. 680194107 Page 3 of 4 Pages Item 1. Security and Issuer. The title of the class of equity securities to which this Schedule relates is common stock, $5.00 par value. The name, address, and telephone number of the issuer of such securities is Old Point Financial Corporation, a bank holding company organized under the laws of Virginia (the "Holding Company") whose address is 1 West Mellen Street, Hampton, Virginia, 23663 (757) 722-7451. The common stock of the Holding Company will be referred to herein as "Old Point Common Stock". Item 2. Identity and Background. The following information is given with respect to the person filing this Statement: (a) Robert F. Shuford (b) Mr. Shuford's business address is: Old Point Financial Corporation, 1 W. Mellen Street, P.O. Box 3392, Hampton, VA 23663 (c) Mr. Shuford's principal occupation is Chairman of the Board and President of Old Point Financial Corporation, and Chairman of the Board and President of Old Point National Bank. Mr. Shuford is a director of both the Holding Company and Old Point National Bank. (d) Mr. Shuford has not, during the last five years been convicted in a criminal proceeding. (e) Mr. Shuford has not, during the last five years, been a party to civil proceedings of a judicial or administrative body of competent jurisdiction and as a result was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Shuford is a citizen of the United States of America. Item 3. Source and Amount of Funds or Other Consideration. Not Applicable Item 4. Purpose of Transaction. A 1% change in beneficial ownership resulted due to distribution of trust accounts in which Mr. Shuford was the Trustee, as Executor of the estate of his mother-in-law, and transfers to and from that estate. For additional details, see Forms 3 and 4 filings for the company. Item 5. Interest in Securities of the Issuer. Not Applicable Item 6. Contracts, Agreements, Understandings, or Relationships with respect to Securities of the Issuer. Not Applicable Item 7. Material to be Filed as Exhibits. None SCHEDULE 13D CUSIP No. 680194107 Page 4 of 4 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Schedule 13D is true, complete and correct. Dated: February 13, 1997 /s/Robert F. Shuford SEC 1746 (9-88) -----END PRIVACY-ENHANCED MESSAGE-----